SEC Form 4 · accession 0000100885-15-000214
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W McConnell
Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 10, 2015 · 1:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2015 | M | 8,400 | $21.52 | A | 21,080 | D | |
| Common StockF2 | Dec 9, 2015 | S | 2,070 | $77.5143 | D | 19,010 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $21.52 | Dec 9, 2015 | M | 8,400 | D | Jan 26, 2007 | Jan 26, 2016 | Common Stock | 8,400 | 0 | D |
Explanation of responses
- F1The reporting person exercised stock options that were due to expire on January 26, 2016.
- F2This transaction was executed in multiple trades at prices ranging from $77.51 to $77.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.