SEC Form 4 · accession 0000100885-15-000192
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Knight Jr.
Officer — EVP FINANCE & CFO UPC
Period of report
Oct 26, 2015
Accepted (ET)
Oct 26, 2015 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2015 | M | 30,000 | $46.80 | A | 181,775 | D | |
| Common Stock | Oct 26, 2015 | F | 14,486 | $96.92 | D | 167,289 | D | |
| Common Stock | Oct 26, 2015 | F | 7,587 | $96.92 | D | 159,702 | D | |
| Common StockF1 | holding | — | — | — | 182,906 | I | (1) | |
| Common StockF2 | holding | — | — | — | 467 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 13,550 | I | by Trust | |
| Common Stock | holding | — | — | — | 18,968 | I | by Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $93.60 | Oct 26, 2015 | M | 30,000 | D | Feb 3, 2012 | Feb 3, 2021 | Common Stock | 30,000 | 7,927 | D |
Explanation of responses
- F1Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F2Includes holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of Transaction Date.
- F3This option became exercisable in three equal installments starting one year from the grant date.