SEC Form 4 · accession 0000100885-15-000145
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Knight Jr.
Officer — EVP FINANCE & CFO UPC
Period of report
Jul 24, 2015
Accepted (ET)
Jul 24, 2015 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2015 | J | 107,590 | $0.00 | D | 18,968 | I | by Trust 2 |
| Common Stock | holding | — | — | — | 151,775 | D | ||
| Common StockF2 | holding | — | — | — | 181,775 | I | (1) | |
| Common StockF3 | holding | — | — | — | 465 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 13,550 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Knight exchanged his stock for a Class B non-voting and non-controlling interest of an equal amount in a family owned LLC.
- F2Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F3Includes holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of Transaction Date.