SEC Form 4 · accession 0000100885-15-000060
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Koraleski
Officer — CHAIRMAN OF THE BOARD · Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 1:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2015 | J | 76,903 | $0.00 | D | 169,585 | I | by Trust |
| Common Stock | Mar 9, 2015 | J | 76,903 | $0.00 | A | 85,310 | I | by Trust 4 |
| Common Stock | holding | — | — | — | 243,851 | D | ||
| Common StockF1 | holding | — | — | — | 201,636 | I | (1) | |
| Common Stock | holding | — | — | — | 204,500 | I | By Family LLC | |
| Common Stock | holding | — | — | — | 278,000 | I | By Family LLC 2 | |
| Common StockF2 | holding | — | — | — | 9,918 | I | by Daughter | |
| Common StockF3 | holding | — | — | — | 9,497 | I | by Managed Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F2The reporting person disclaims beneficial ownership of these securities.
- F3Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date.