SEC Form 4 · accession 0000100885-15-000058
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Koraleski
Officer — CHAIRMAN OF THE BOARD · Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 6, 2015 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2015 | G | 210 | $0.00 | A | 210 | I | by Daughter |
| Common StockF1 | Mar 4, 2015 | G | 9,708 | $0.00 | A | 9,918 | I | by Daughter |
| Common StockF1 | Mar 3, 2015 | G | 210 | $0.00 | D | 247,538 | I | by Trust |
| Common StockF2 | Mar 3, 2015 | G | 1,050 | $0.00 | D | 246,488 | I | by Trust |
| Common StockF1 | Mar 4, 2015 | G | 4,854 | $0.00 | D | 14,562 | I | by Trust 2 |
| Common StockF2 | Mar 4, 2015 | G | 14,562 | $0.00 | D | 0 | I | by Trust 2 |
| Common StockF1 | Mar 4, 2015 | G | 4,854 | $0.00 | D | 14,562 | I | by Trust 3 |
| Common StockF2 | Mar 4, 2015 | G | 14,562 | $0.00 | D | 0 | I | by Trust 3 |
| Common Stock | holding | — | — | — | 243,851 | D | ||
| Common StockF3 | holding | — | — | — | 201,636 | I | (1) | |
| Common Stock | holding | — | — | — | 204,500 | I | By Family LLC | |
| Common Stock | holding | — | — | — | 278,000 | I | By Family LLC 2 | |
| Common StockF4 | holding | — | — | — | 9,497 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 8,407 | I | by Trust 4 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift to immediate family member living in reporting person's household. The reporting person disclaims beneficial ownership of these securities.
- F2Gift to family members not living in household.
- F3Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F4Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date.