SEC Form 4 · accession 0000100885-15-000056
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey P Totusek
Officer — VP CONTROLLER & CAO UPC
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 11:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2015 | M | 4,000 | $24.25 | A | 102,528 | D | |
| Common Stock | Feb 24, 2015 | F | 783 | $123.75 | D | 101,745 | D | |
| Common Stock | Feb 24, 2015 | F | 1,104 | $123.75 | D | 100,641 | D | |
| Common StockF1 | Feb 24, 2015 | F | 469 | $123.75 | D | 100,172 | D | |
| Common StockF2 | holding | — | — | — | 9,436 | I | By Deferral Account | |
| Common Stock | holding | — | — | — | 55,472 | I | By Family LLC | |
| Common StockF3 | holding | — | — | — | 200 | I | by Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4 | $24.25 | Feb 24, 2015 | M | 4,000 | D | Jan 30, 2008 | Jan 30, 2017 | Common Stock | 4,000 | 6,000 | D |
Explanation of responses
- F1Transfer of shares for additional tax withholding purposes.
- F2Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F3The reporting person disclaims beneficial ownership of these securities.
- F4This option became exercisable in three equal installments starting one year from the grant date.