SEC Form 4 · accession 0000100885-15-000052
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Koraleski
Officer — CHAIRMAN OF THE BOARD · Director
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2015 | M | 60,726 | $57.37 | A | 321,766 | D | |
| Common Stock | Feb 13, 2015 | F | 28,134 | $123.83 | D | 293,632 | D | |
| Common Stock | Feb 13, 2015 | F | 15,938 | $123.83 | D | 277,694 | D | |
| Common StockF1 | holding | — | — | — | 201,636 | I | (1) | |
| Common Stock | holding | — | — | — | 204,500 | I | By Family LLC | |
| Common Stock | holding | — | — | — | 278,000 | I | By Family LLC 2 | |
| Common StockF2 | holding | — | — | — | 9,495 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 203,113 | I | by Trust | |
| Common Stock | holding | — | — | — | 24,812 | I | by Trust 2 | |
| Common Stock | holding | — | — | — | 24,812 | I | by Trust 3 | |
| Common Stock | holding | — | — | — | 8,407 | I | by Trust 4 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $57.37 | Feb 13, 2015 | M | 60,726 | D | Feb 2, 2013 | Feb 2, 2022 | Common Stock | 60,726 | 0 | D |
Explanation of responses
- F1Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F2Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date.
- F3This option became exercisable in three equal installments starting one year from the grant date.