SEC Form 4 · accession 0000100885-15-000032
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Koraleski
Officer — CHAIRMAN PRESIDENT & CEO · Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 4, 2015 · 2:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2015 | J | 9,402 | $0.00 | D | 252,556 | D | |
| Common StockF1 | Feb 3, 2015 | J | 9,402 | $121.79 | A | 201,636 | I | (1) |
| Common Stock | holding | — | — | — | 204,500 | I | By Family LLC | |
| Common Stock | holding | — | — | — | 278,000 | I | By Family LLC 2 | |
| Common StockF2 | holding | — | — | — | 9,496 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 203,113 | I | by Trust | |
| Common Stock | holding | — | — | — | 24,812 | I | by Trust 2 | |
| Common Stock | holding | — | — | — | 24,812 | I | by Trust 3 | |
| Common Stock | holding | — | — | — | 8,407 | I | by Trust 4 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F2Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date.