SEC Form 4 · accession 0000100885-15-000022
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Koraleski
Officer — CHAIRMAN PRESIDENT & CEO · Director
Period of report
Jan 22, 2015
Accepted (ET)
Jan 23, 2015 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2015 | G | 8,407 | $0.00 | D | 203,113 | I | by Trust |
| Common Stock | Jan 22, 2015 | G | 8,407 | $0.00 | A | 8,407 | I | by Trust 4 |
| Common Stock | holding | — | — | — | 261,958 | D | ||
| Common StockF1 | holding | — | — | — | 192,234 | I | (1) | |
| Common Stock | holding | — | — | — | 204,500 | I | By Family LLC | |
| Common Stock | holding | — | — | — | 278,000 | I | By Family LLC 2 | |
| Common StockF2 | holding | — | — | — | 9,499 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 24,812 | I | by Trust 2 | |
| Common Stock | holding | — | — | — | 24,812 | I | by Trust 3 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F2Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date.