SEC Form 4 · accession 0001209191-16-095987
ACORDA THERAPEUTICS INC · ACOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ron Cohen
Officer — President and CEO · Director
Period of report
Feb 4, 2016
Accepted (ET)
Feb 5, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2016 | M | 14,642 | $5.85 | A | 415,192 | D | |
| Common StockF1 | Feb 4, 2016 | M | 4,005 | $6.00 | A | 419,197 | D | |
| Common StockF1 | Feb 4, 2016 | M | 10,591 | $15.49 | A | 429,788 | D | |
| Common StockF2 | holding | — | — | — | 100,000 | I | Beneficial Ownership in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F3 | $5.85 | Feb 4, 2016 | M | 14,642 | D | — | Mar 17, 2016 | Common Stock | 14,642 | 0 | D |
| Employee Stock Option (right to buy)F1,F4 | $6.00 | Feb 4, 2016 | M | 4,005 | D | — | Feb 15, 2016 | Common Stock | 4,005 | 0 | D |
| Employee Stock Option (right to buy)F1,F5 | $15.49 | Feb 4, 2016 | M | 10,591 | D | — | Dec 21, 2016 | Common Stock | 10,591 | 40,172 | D |
Explanation of responses
- F1Cash exercises of stock options. The exercised options were scheduled to expire in 2016 on the expiration dates reported within Table II unless exercised.
- F2The reporting person contributed these shares to a grantor retained annuity trust established by the reporting person. The reporting person is the sole trustee of the grantor retained annuity trust.
- F3The shares subject to these options vested in installments and were fully vested on 11/10/2010.
- F4The shares subject to these options vested in installments and were fully vested on 02/15/2010.
- F5The shares subject to these options vested in installments and were fully vested on 01/01/2011.