SEC Form 4 · accession 0001127602-18-032059
TUPPERWARE BRANDS CORP · TUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Asha Gupta
Officer — EVP, Chief Strategy &Mktg Ofcr
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 2:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2018 | A | 3,364 | $0.00 | A | 27,515 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $37.16 | Nov 1, 2018 | A | 21,332 | A | Nov 1, 2019 | Oct 31, 2028 | Common Stock | 21,332 | 21,332 | D |
Explanation of responses
- F1Restricted Stock Unit award vests in three equal annual installments beginning on November 1, 2019.
- F2The option vests in three equal annual installments beginning on November 1, 2019.