SEC Form 4 · accession 0001127602-18-032043
TUPPERWARE BRANDS CORP · TUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stein Ove Fenne
Officer — Group President
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 2:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2018 | A | 2,692 | $0.00 | A | 18,867 | D | |
| Common Stock | Nov 2, 2018 | F | 173 | $38.41 | D | 18,694 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $37.16 | Nov 1, 2018 | A | 17,065 | A | Nov 1, 2019 | Oct 31, 2028 | Common Stock | 17,065 | 17,065 | D |
Explanation of responses
- F1Restricted Stock Unit award vests in three equal annual installments beginning on November 1, 2019.
- F2Shares were withheld by the issuer upon the one-third vesting of the reporting person's November 2, 2017 restricted stock unit award to cover the resulting tax liability. On November 2, 2017, the reporting person was granted 2,126 restricted stock units, with a vesting schedule of three equal annual installments beginning on the first anniversary of the grant date.
- F3The option vests in three equal annual installments beginning on November 1, 2019.