SEC Form 4 · accession 0001127602-17-020571
TUPPERWARE BRANDS CORP · TUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Roehlk
Officer — EVP & Chief Legal Officer
Period of report
Jun 2, 2017
Accepted (ET)
Jun 5, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2017 | M | 12,250 | $17.54 | A | 33,015 | D | |
| Common Stock | Jun 2, 2017 | S | 10,684 | $72.75 | D | 22,331 | D | |
| Common Stock | Jun 2, 2017 | S | 1,466 | $72.76 | D | 20,865 | D | |
| Common Stock | Jun 2, 2017 | S | 100 | $72.761 | D | 20,765 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $17.54 | Jun 2, 2017 | M | 12,250 | D | Nov 19, 2009 | Nov 18, 2018 | Common Stock | 12,250 | 12,250 | D |
Explanation of responses
- F1Shares sold pursuant to cashless exercise of stock option.
- F2The option vests in three equal annual installments beginning on November 19, 2009.