SEC Form 4 · accession 0001127602-17-015925
TUPPERWARE BRANDS CORP · TUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan Dando
Officer — Group President
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 11:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2017 | M | 2,667 | $61.03 | A | 5,030 | D | |
| Common Stock | Apr 27, 2017 | M | 1,980 | $63.98 | A | 7,010 | D | |
| Common Stock | Apr 27, 2017 | S | 4,300 | $72.513 | D | 2,710 | D | |
| Common Stock | Apr 27, 2017 | S | 47 | $72.519 | D | 2,663 | D | |
| Common Stock | Apr 27, 2017 | S | 100 | $72.54 | D | 2,563 | D | |
| Common Stock | Apr 27, 2017 | S | 200 | $72.541 | D | 2,363 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $61.03 | Apr 27, 2017 | M | 2,667 | D | Nov 8, 2013 | Nov 7, 2022 | Common Stock | 2,667 | 0 | D |
| Stock OptionF3 | $63.98 | Apr 27, 2017 | M | 1,980 | D | Nov 6, 2015 | Nov 5, 2024 | Common Stock | 1,980 | 991 | D |
Explanation of responses
- F1Shares sold pursuant to a cashless stock option exercise.
- F2The option vests in three equal annual installments beginning on November 8, 2013.
- F3The option vests in three equal annual installments beginning on November 6, 2015.