SEC Form 4 · accession 0001127602-17-009750
TUPPERWARE BRANDS CORP · TUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Roehlk
Officer — EVP & Chief Legal Officer
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2017 | A | 1,253 | $0.00 | A | 29,153 | D | |
| Common Stock | Feb 28, 2017 | F | 388 | $60.39 | D | 28,765 | D | |
| Common Stock | Mar 1, 2017 | M | 1,922 | $33.77 | A | 30,687 | D | |
| Common Stock | Mar 1, 2017 | S | 1,922 | $61.50 | D | 28,765 | D | |
| Common StockF3 | Mar 1, 2017 | S | 2,000 | $61.1155 | D | 26,765 | D | |
| Common Stock | Mar 2, 2017 | M | 22,078 | $33.77 | A | 48,843 | D | |
| Common Stock | Mar 2, 2017 | S | 22,078 | $61.50 | D | 26,765 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $33.77 | Mar 1, 2017 | M | 1,922 | D | Nov 2, 2008 | Nov 1, 2017 | Common Stock | 1,922 | 22,078 | D |
| Stock OptionF4 | $33.77 | Mar 2, 2017 | M | 22,078 | D | Nov 2, 2008 | Nov 1, 2017 | Common Stock | 22,078 | 0 | D |
Explanation of responses
- F1Shares sold pursuant to cashless exercise of stock option.
- F2The March 1, 2017 sale of 2000 shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2016
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.53 to $61.34, inclusive. The reporting person undertakes to provide to Tupperware Brands Corporation, any security holder of Tupperware Brands Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- F4The option vests in three equal annual installments beginning on November 2, 2008.