SEC Form 4 · accession 0001127602-17-004086
TUPPERWARE BRANDS CORP · TUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lillian D Garcia
Officer — Exec. Vice President
Period of report
Feb 3, 2017
Accepted (ET)
Feb 6, 2017 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2017 | M | 9,550 | $48.30 | A | 20,669 | D | |
| Common Stock | Feb 3, 2017 | S | 9,550 | $60.00 | D | 11,119 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $48.30 | Feb 3, 2017 | M | 9,550 | D | Nov 18, 2010 | Nov 17, 2019 | Common Stock | 9,550 | 0 | D |
Explanation of responses
- F1Shares sold pursuant to cashless exercise of stock options.
- F2The option vests in three equal annual installments beginning on November 18, 2010.