SEC Form 4 · accession 0001127602-16-049982
TUPPERWARE BRANDS CORP · TUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Roehlk
Officer — EVP, Chief Legal Officer & Sec
Period of report
Apr 26, 2016
Accepted (ET)
Apr 27, 2016 · 10:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2016 | M | 16,000 | $20.83 | A | 61,900 | D | |
| Common StockF1 | Apr 26, 2016 | S | 16,000 | $59.5303 | D | 45,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $20.83 | Apr 26, 2016 | M | 16,000 | D | Nov 2, 2007 | Nov 1, 2016 | Common Stock | 16,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $59.65, inclusive. The reporting person undertakes to provide to Tupperware Brands Corporation, any security holder of Tupperware Brands Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2The option vests in three equal annual installments beginning on November 2, 2007.