SEC Form 4 · accession 0001127602-15-030242
TUPPERWARE BRANDS CORP · TUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E V Goings
Officer — Chairman and CEO · Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 9:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | M | 31 | $17.54 | A | 189,255 | D | |
| Common Stock | Nov 2, 2015 | S | 31 | $60.00 | D | 189,224 | D | |
| Common Stock | Nov 3, 2015 | M | 18,417 | $17.54 | A | 207,641 | D | |
| Common StockF2 | Nov 3, 2015 | S | 18,417 | $59.61 | D | 189,224 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $17.54 | Nov 2, 2015 | M | 31 | D | Nov 19, 2009 | Nov 18, 2018 | Common Stock | 31 | 18,417 | D |
| Stock OptionF3 | $17.54 | Nov 3, 2015 | M | 18,417 | D | Nov 19, 2009 | Nov 18, 2018 | Common Stock | 18,417 | 0 | D |
Explanation of responses
- F1Shares sold pursuant to cashless exercise of stock options.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.38 to $60.00, inclusive. The reporting person undertakes to provide to Tupperware Brands Corporation, any security holder of Tupperware Brands Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3The option vests in three equal annual installments beginning on November 19, 2009.