SEC Form 4 · accession 0001127602-15-029546
TUPPERWARE BRANDS CORP · TUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E V Goings
Officer — Chairman and CEO · Director
Period of report
Oct 23, 2015
Accepted (ET)
Oct 26, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 23, 2015 | M | 117,000 | $33.77 | A | 306,224 | D | |
| Common Stock | Oct 23, 2015 | M | 210,263 | $17.54 | A | 516,487 | D | |
| Common StockF1 | Oct 23, 2015 | S | 301,893 | $60.1304 | D | 214,594 | D | |
| Common StockF2 | Oct 23, 2015 | S | 25,370 | $61.2897 | D | 189,224 | D | |
| Common Stock | Oct 26, 2015 | M | 7,889 | $17.54 | A | 197,113 | D | |
| Common StockF3 | Oct 26, 2015 | S | 7,889 | $60.0043 | D | 189,224 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $33.77 | Oct 23, 2015 | M | 117,000 | D | Nov 2, 2008 | Nov 1, 2017 | Common Stock | 117,000 | 0 | D |
| Stock OptionF5 | $17.54 | Oct 23, 2015 | M | 210,263 | D | Nov 19, 2009 | Nov 18, 2018 | Common Stock | 210,263 | 26,337 | D |
| Stock OptionF5 | $17.54 | Oct 26, 2015 | M | 7,889 | D | Nov 19, 2009 | Nov 18, 2018 | Common Stock | 7,889 | 18,448 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.93, inclusive. The reporting person undertakes to provide to Tupperware Brands Corporation, any security holder of Tupperware Brands Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.01 to $61.71, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.12, inclusive.
- F4The option vests in three equal annual installments beginning on November 2, 2008.
- F5The option vests in three equal annual installments beginning on November 19, 2009.