SEC Form 4 · accession 0001127602-15-016779
TUPPERWARE BRANDS CORP · TUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Josef Hajek
Officer — SVP, Tax & Gov't Relations
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 10:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 7, 2015 | M | 2,300 | $47.31 | A | 4,941 | D | |
| Common Stock | May 7, 2015 | S | 2,200 | $66.111 | D | 2,741 | D | |
| Common Stock | May 7, 2015 | S | 100 | $66.112 | D | 2,641 | D | |
| Common Stock | May 8, 2015 | M | 3,200 | $54.92 | A | 5,841 | D | |
| Common Stock | May 8, 2015 | S | 3,200 | $66.50 | D | 2,641 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $47.31 | May 7, 2015 | M | 2,300 | D | Nov 4, 2011 | Nov 3, 2020 | Common Stock | 2,300 | 0 | D |
| Stock OptionF3 | $54.92 | May 8, 2015 | M | 3,200 | D | Nov 16, 2012 | Nov 15, 2021 | Common Stock | 3,200 | 2,950 | D |
Explanation of responses
- F1Shares sold pursuant to cashless exercise of stock option.
- F2The option vests in three equal annual installments beginning on November 4, 2011.
- F3The option vests in three equal annual installments beginning on November 16, 2012.