SEC Form 4/A · accession 0001209191-19-003401
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David William Sides
Officer — President & CEO · Director
Period of report
Jan 8, 2019
Accepted (ET)
Jan 11, 2019 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Jan 8, 2019 | P | 10,000 | $0.94 | A | 196,000 | I | Owned in Individual Retirement Account |
| Common Stock, $0.01 par value | Jan 9, 2019 | P | 10,000 | $0.98 | A | 206,000 | I | Owned in Individual Retirement Account |
| Common Stock, $0.01 par valueF1 | holding | — | — | — | 443,318 | I | Owned by trust controlled by and for the benefit of the reporting person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed solely to correct (a) an error in the ownership form of 380,000 shares previously reported as directly owned, and (b) to include in total amount owned in trust 13,318 shares purchased through the Issuer's employee stock purchase program.