SEC Form 4 · accession 0001209191-18-042514
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Meeks
Officer — Chief Financial Officer
Period of report
Jun 15, 2018
Accepted (ET)
Jul 13, 2018 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Jun 15, 2018 | M | 31,250 | $1.18 | A | 181,191 | D | |
| Common Stock, $0.01 par valueF1 | Jun 15, 2018 | F | 25,787 | $1.43 | D | 155,424 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.18 | Jun 15, 2018 | M | 31,250 | D | — | Mar 1, 2027 | Common Stock, $0.01 par value | 31,250 | 0 | D |
Explanation of responses
- F1Surrender of stock upon exercise of stock options to cover the exercise price.
- F2The stock option vested and became exercisable in thirty-six substantially equal monthly installments commencing on April 2, 2017, subject to the reporting person's continued employment over such thirty-six month period.