SEC Form 4 · accession 0001209191-17-038265
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael K Kaplan
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 7, 2017 · 2:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF2 | Jun 1, 2017 | A | 33,898 | $0.00 | A | 148,605 | D | |
| Common Stock, $0.01 par value | holding | — | — | — | 25,000 | I | Owned by trust controlled by and for the benefit of the reporting person | |
| Common Stock, $0.01 par value | holding | — | — | — | 20,000 | I | Owned in Individual Retirement Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock that vests in full on the earlier of (i) June 1, 2018 and (ii) the date of, and immediately prior to, the Company's 2018 annual meeting of stockholders.
- F2Includes 33,898 shares of restricted stock that vest in full on the earlier of (i) June 1, 2018 and (ii) the date of, and immediately prior to, the Company's 2018 annual meeting of stockholders.