SEC Form 4 · accession 0001209191-17-018431
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randolph Salisbury
Officer — SVP & Chief Marketing Officer
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | holding | — | — | — | 127,976 | D | ||
| Common Stock, $0.01 par value | holding | — | — | — | 55,810 | I | Owned in Individual Retirement Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $1.18 | Mar 2, 2017 | A | 25,000 | A | — | Mar 1, 2027 | Common Stock, $0.01 par value | 25,000 | 25,000 | D |
Explanation of responses
- F1Includes 75,000 shares of restricted stock that vest in four equal installments on each of May 26, 2017, 2018, 2019 and 2020.
- F2The stock options shall vest and become exercisable in thirty-six substantially equal monthly installments commencing on April 2, 2017, subject to the reporting person's continued employment over such thirty-six month period.