SEC Form 4 · accession 0001209191-16-156960
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shaun Linwood Priest
Officer — SVP & Chief Growth Officer
Period of report
Dec 27, 2016
Accepted (ET)
Dec 29, 2016 · 9:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Dec 27, 2016 | P | 8,988 | $1.2975 | A | 44,543 | I | Owned in Individual Retirement Account |
| Common Stock, $0.01 par value | Dec 28, 2016 | P | 2,500 | $1.27 | A | 47,043 | I | Owned in Individual Retirement Account |
| Common Stock, $0.01 par valueF2 | holding | — | — | — | 50,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $1.281 to $1.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F2Includes 50,000 shares of restricted stock that vest in four equal installments on each of April 6, 2017, 2018, 2019 and 2020.