SEC Form 4 · accession 0001209191-16-155083
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael K Kaplan
Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 1:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2 | Dec 12, 2016 | P | 5,000 | $1.3524 | A | 114,707 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $1.345 to $1.36. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F2Includes 24,193 shares of restricted stock that vest in full on the earlier of (i) May 25, 2017 and (ii) the date of, and immediately prior to, the Company's 2017 annual meeting of stockholders.