SEC Form 4 · accession 0001209191-16-141958
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David William Sides
Officer — President & CEO · Director
Period of report
Sep 16, 2016
Accepted (ET)
Sep 19, 2016 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Sep 16, 2016 | P | 1,000 | $1.63 | A | 171,000 | I | Owned in Individual Retirement Account |
| Common Stock, $0.01 par valueF2 | holding | — | — | — | 380,000 | D | ||
| Common Stock, $0.01 par value | holding | — | — | — | 50,000 | I | Owned by trust controlled by and for the benefit of the reporting person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $1.59 to $1.64. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F2Includes 375,000 shares of restricted stock that vest in four equal installments on each of February 4, 2017, 2018, 2019 and 2020.