SEC Form 4 · accession 0001209191-16-116722
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Halloran
Officer — Controller
Period of report
Jan 13, 2016
Accepted (ET)
May 2, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | holding | — | — | — | 504 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $1.53 | Jan 13, 2016 | A | 5,000 | A | — | Jan 12, 2026 | Common Stock, $.01 par value | 5,000 | 5,000 | D |
Explanation of responses
- F1Includes 504 shares acquired under the Issuer's Amended and Restated 1996 Associate Stock Purchase Plan.
- F2The stock options shall vest and become exercisable in three substantially equal annual installments commencing on January 13, 2017, subject to the reporting person's continued employment over such three-year period.