SEC Form 4 · accession 0001209191-16-113776
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shaun Linwood Priest
Officer — SVP & Chief Growth Officer
Period of report
Apr 6, 2016
Accepted (ET)
Apr 8, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF2 | Apr 6, 2016 | A | 50,000 | $0.00 | A | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $1.41 | Apr 6, 2016 | A | 75,000 | A | — | Apr 5, 2026 | Common Stock, $.01 par value | 75,000 | 75,000 | D |
Explanation of responses
- F1Grant of restricted stock that vests in four equal installments on each of April 6, 2017, 2018, 2019 and 2020.
- F2Includes 50,000 shares of restricted stock that vest in four equal installments on each of April 6, 2017, 2018, 2019 and 2020.
- F3The stock options shall vest and become exercisable in thirty-six substantially equal monthly installments commencing on May 6, 2016, subject to the reporting person's continued employment over such thirty-six month period.