SEC Form 4 · accession 0001209191-16-091242
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan R Phillips
Director
Period of report
Jan 11, 2016
Accepted (ET)
Jan 13, 2016 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1,F2 | Jan 11, 2016 | P | 17,849 | $1.4303 | A | 483,205 | D | |
| Common Stock, $.01 par valueF3,F2 | Jan 12, 2016 | P | 15,000 | $1.6211 | A | 498,205 | D | |
| Common Stock, $.01 par value | holding | — | — | — | 10,000 | I | Owned by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $1.42 to $1.45; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F2Includes 35,398 shares of restricted stock that vest in full on the earlier of (i) May 27, 2016 and (ii) the date of, and immediately prior to, the Company's 2016 annual meeting of stockholders.
- F3This transaction was executed in multiple trades at prices ranging from $1.56 to $1.68; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.