SEC Form 4 · accession 0001209191-15-060525
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lois Elizabeth Rickard
Officer — SVP & Chief People Officer
Period of report
Jul 8, 2015
Accepted (ET)
Jul 10, 2015 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | holding | — | — | — | 12,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $2.58 | Jul 8, 2015 | A | 15,000 | A | — | Jul 7, 2025 | Common Stock, $.01 par value | 15,000 | 15,000 | D |
Explanation of responses
- F1Includes 5,800 shares of restricted stock that vest in full on March 25, 2016, subject to the reporting person's continued service with the issuer through such date.
- F2The stock options shall vest and become exercisable in thirty-six substantially equal monthly installments commencing on August 8, 2015, subject to the reporting person's continued employment over such thirty-six month period.