SEC Form 4/A · accession 0001209191-15-030040
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David William Sides
Officer — President & CEO · Director
Period of report
Feb 1, 2015
Accepted (ET)
Mar 27, 2015 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | holding | — | — | — | 5,000 | D | ||
| Common Stock, $.01 par value | holding | — | — | — | 50,000 | I | Owned by trust controlled by and for the benefit of reporting person |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $4.02 | Feb 1, 2015 | A | 0 | A | — | Jan 31, 2025 | Common Stock, $.01 par value | 0 | 0 | D |
Explanation of responses
- F1The previously reported acquisition of this derivative security on Form 4 filed by the reporting person on February 3, 2015 was erroneously filed due to clerical error. No such derivative security was acquired or awarded.
- F2The stock options shall vest and become exercisable as follows: One-half of the options shall vest on the one-year anniversary of the grant date, and one-twelfth shall vest on each of the thirteen- through twenty-four-month anniversaries of the grant date, subject to the reporting person's continued employment over the vesting period.