SEC Form 4 · accession 0001209191-15-009091
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lois Elizabeth Rickard
Officer — SVP & Chief People Officer
Period of report
Feb 1, 2015
Accepted (ET)
Feb 3, 2015 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | holding | — | — | — | 7,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $4.02 | Feb 1, 2015 | A | 25,000 | A | — | Jan 31, 2025 | Common Stock, $.01 par value | 25,000 | 25,000 | D |
Explanation of responses
- F1The stock options shall vest and become exercisable as follows: One-half of the options shall vest on the one-year anniversary of the grant date, and one-twelfth shall vest on each of the thirteen- through twenty-four-month anniversaries of the grant date, subject to the reporting person's continued employment over the vesting period.