SEC Form 4 · accession 0001209191-15-003697
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan R Phillips
Director
Period of report
Jan 12, 2015
Accepted (ET)
Jan 12, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jan 12, 2015 | M | 15,000 | $2.82 | A | 427,498 | D | |
| Common Stock, $.01 par value | holding | — | — | — | 10,000 | I | Owned by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $2.82 | Jan 12, 2015 | M | 15,000 | D | — | Jul 5, 2015 | Common Stock, $.01 par value | 15,000 | 0 | D |
Explanation of responses
- F1The stock option vested in three equal installments on each of the following three one-year anniversaries of the grant date of July 6, 2005.