SEC Form 4 · accession 0001209191-15-003621
STREAMLINE HEALTH SOLUTIONS INC. · STRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David William Sides
Officer — President & CEO
Period of report
Jan 8, 2015
Accepted (ET)
Jan 12, 2015 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001008586
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $4.28 | Jan 8, 2015 | A | 50,000 | A | — | Jan 7, 2025 | Common Stock, $.01 par value | 50,000 | 50,000 | D |
Explanation of responses
- F1The stock options shall vest and become exercisable, subject to the reporting person's continued employment, as follows: (1) one half of will vest on January 8, 2016 and (2) the other half will vest at the rate of one-twelfth on each of the one-month anniversaries of January 8, 2015.