SEC Form 4 · accession 0001707812-19-000003
KVH INDUSTRIES INC \DE\ · KVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Louise Baker
Officer — VP & Chief Acct Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | J | 372 | $9.54 | A | 10,760 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Purchase Plan OptionF3 | $9.54 | Mar 1, 2019 | J | 372 | D | Mar 1, 2019 | Mar 1, 2019 | Common Stock | 372 | 4,367 | D |
Explanation of responses
- F1Shares acquired via the exercise of an option pursuant to the terms & conditions of the company's Employee Stock Purchase Plan.
- F2Exercise of an option pursuant to the terms & conditions of the company's 1996 Employee Stock Purchase Plan.
- F3Represents total vested/unexercised options "beneficially owned".