SEC Form 4 · accession 0001707812-19-000001
KVH INDUSTRIES INC \DE\ · KVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Louise Baker
Officer — VP & Chief Acct Officer
Period of report
Jan 9, 2019
Accepted (ET)
Jan 11, 2019 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2019 | S | 441 | $10.80 | D | 10,748 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options-Right to BuyF3,F2 | — | holding | — | — | — | — | — | Common Stock | — | 4,367 | D |
Explanation of responses
- F1Shares sold to pay the taxes owed on a restricted stock award that partially vested on 1/8/2019.
- F2Not applicable.
- F3Represents total vested/unexercised options "beneficially owned".