SEC Form 4 · accession 0001707812-18-000006
KVH INDUSTRIES INC \DE\ · KVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Louise Baker
Officer — Chief Accounting Officer
Period of report
Jul 27, 2018
Accepted (ET)
Jul 31, 2018 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2018 | J | 372 | $9.563 | A | 11,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Purchase Plan OptionF3 | $9.563 | Jul 27, 2018 | J | 372 | D | Jul 27, 2018 | Jul 27, 2018 | Common Stock | 372 | 2,500 | D |
Explanation of responses
- F1Shares acquired via the exercise of an option pursuant to the terms & conditions of the company's Employee Stock Purchase Plan.
- F2Exercise of an option pursuant to the terms & conditions of the company's 1996 Employee Stock Purchase Plan.
- F3Represents total vested/unexercised options "beneficially owned".