SEC Form 4 · accession 0001441378-18-000005
KVH INDUSTRIES INC \DE\ · KVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Felise Feingold
Officer — VP/General Counsel
Period of report
Sep 5, 2018
Accepted (ET)
Sep 7, 2018 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2018 | J | 1,617 | $7.85 | A | 54,146 | D | |
| Common Stock | Sep 5, 2018 | S | 600 | $12.25 | D | 53,546 | D | |
| Common Stock | Sep 5, 2018 | S | 903 | $12.20 | D | 52,643 | D | |
| Common Stock | Sep 5, 2018 | S | 114 | $12.10 | D | 52,529 | D | |
| Common Stock | Sep 5, 2018 | S | 4 | $12.375 | D | 52,525 | D | |
| Common Stock | Sep 5, 2018 | S | 300 | $12.35 | D | 52,225 | D | |
| Common Stock | Sep 5, 2018 | S | 1,100 | $12.3125 | D | 51,125 | D | |
| Common Stock | Sep 5, 2018 | S | 1,106 | $12.275 | D | 50,019 | D | |
| Common Stock | Sep 5, 2018 | S | 110 | $12.15 | D | 49,909 | D | |
| Common Stock | Sep 5, 2018 | S | 152 | $12.125 | D | 49,757 | D | |
| Common Stock | Sep 5, 2018 | S | 43 | $12.10 | D | 49,714 | D | |
| Common Stock | Sep 6, 2018 | J | 5,800 | $7.85 | A | 55,514 | D | |
| Common Stock | Sep 6, 2018 | S | 100 | $12.1125 | D | 55,414 | D | |
| Common Stock | Sep 6, 2018 | S | 100 | $12.075 | D | 55,314 | D | |
| Common Stock | Sep 6, 2018 | S | 203 | $12.05 | D | 55,110 | D | |
| Common Stock | Sep 6, 2018 | S | 5,397 | $12.00 | D | 49,714 | D | |
| Common Stock | Sep 6, 2018 | S | 200 | $12.175 | D | 49,514 | D | |
| Common Stock | Sep 6, 2018 | S | 800 | $12.15 | D | 48,714 | D | |
| Common Stock | Sep 6, 2018 | S | 200 | $12.1125 | D | 48,514 | D | |
| Common Stock | Sep 6, 2018 | S | 229 | $12.10 | D | 48,285 | D | |
| Common Stock | Sep 6, 2018 | S | 300 | $12.075 | D | 47,985 | D | |
| Common Stock | Sep 6, 2018 | S | 3,771 | $12.00 | D | 44,214 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option-Right to Buy | $7.85 | Sep 5, 2018 | J | 1,617 | D | Apr 20, 2018 | Mar 30, 2022 | Common Stock | 1,617 | 8,057 | D |
| Employee Stock Option-Right to Buy | $7.85 | Sep 6, 2018 | J | 5,800 | D | Apr 20, 2018 | Mar 30, 2022 | Common Stock | 5,800 | 2,257 | D |
Explanation of responses
- F1Shares acquired via the exercise of stock options issued pursuant to the terms and conditions of the company's 2016 Equity & Incentive Plan.
- F2Exercise of stock options issued pursuant to the terms and conditions of KVH Industries' 2016 Equity & Incentive Plan