SEC Form 4 · accession 0001316415-18-000005
KVH INDUSTRIES INC \DE\ · KVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Balog
Officer — Senior VP Engineering
Period of report
Apr 16, 2018
Accepted (ET)
Apr 17, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2018 | S | 1,337 | $10.70 | D | 74,061 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options-Right to BuyF2 | — | holding | — | — | — | — | — | Common Stock | 10,131 | 10,131 | D |
Explanation of responses
- F1Shares sold to pay the taxes owed on a restricted stock award that partially vested on 4/12/2018.
- F2Not applicable.