SEC Form 4 · accession 0001316415-15-000003
KVH INDUSTRIES INC \DE\ · KVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Balog
Officer — Senior VP Engineering
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2015 | A | 13,200 | $0.00 | A | 65,673 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options-Right to BuyF3,F2 | — | holding | — | — | — | — | — | Common Stock | — | 34,687 | D |
Explanation of responses
- F1Restricted stock grant issued pursuant to the terms & conditions of KVH Industries' 2006 Stock Incentive Plan. Restricted stock will vest annually in four equal installments, the first of which will vest on 3/9/2016, provided the executive is employed by the Company at the time of vesting.
- F2Not applicable.
- F3Represents total vested/unexercised options "beneficially owned".