SEC Form 4 · accession 0001184876-18-000004
KVH INDUSTRIES INC \DE\ · KVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Van Heyningen Martin Kits
Officer — CEO/Chairman of the Board · Director
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2018 | S | 3,295 | $10.351 | D | 634,136 | D | |
| Common Stock | holding | — | — | — | 9,869 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options-Right to BuyF3,F2 | — | holding | — | — | — | — | — | Common Stock | 67,500 | 67,500 | D |
Explanation of responses
- F1Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/12/2018.
- F2Not applicable.
- F3Represents total vested/unexercised options "beneficially owned".