SEC Form 4 · accession 0001184876-18-000001
KVH INDUSTRIES INC \DE\ · KVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Van Heyningen Martin Kits
Officer — President/CEO/Chairman · Director
Period of report
Jan 16, 2018
Accepted (ET)
Jan 17, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2018 | S | 332 | $10.392 | D | 9,869 | I | Spouse |
| Common Stock | holding | — | — | — | 373,521 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options-Right to BuyF3,F2 | — | holding | — | — | — | — | — | Common Stock | — | 45,000 | D |
| Employee Stock Options-Right to BuyF4,F2 | — | holding | — | — | — | — | — | Common Stock | — | 1,232 | I |
Explanation of responses
- F1Shares sold by spouse to pay the taxes owed on a restricted stock award that partially vested on 1/14/2018.
- F2Not applicable.
- F3Represents total vested/unexercised options "beneficially owned".
- F4Represents total vested/unexercised options "beneficially owned" by spouse.