SEC Form 4 · accession 0001184876-17-000009
KVH INDUSTRIES INC \DE\ · KVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Van Heyningen Martin Kits
Officer — CEO/Chairman BOD · Director
Period of report
Mar 11, 2017
Accepted (ET)
Mar 13, 2017 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2017 | F | 3,875 | $8.50 | D | 609,025 | D | |
| Common Stock | Mar 12, 2017 | F | 3,897 | $8.50 | D | 605,128 | D | |
| Common Stock | holding | — | — | — | 10,201 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options-Right to BuyF3,F2 | — | holding | — | — | — | — | — | Common Stock | — | 45,000 | D |
| Employee Stock Options-Right to BuyF4,F2 | — | holding | — | — | — | — | — | Common Stock | — | 1,232 | I |
Explanation of responses
- F1Payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
- F2Not applicable
- F3Represents total vested/unexercised options "beneficially owned".
- F4Represents total vested/unexercised options "beneficially owned" by spouse.