SEC Form 4 · accession 0001184876-17-000008

KVH INDUSTRIES INC \DE\ · KVHI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO/Chairman BOD · Director

Period of report

Feb 8, 2017

Accepted (ET)

Feb 10, 2017 · 3:54 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001007587

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 8, 2017	J	2,251	$9.32	A	619,770	D
Common Stock	Feb 8, 2017	S	2,251	$10.00	D	617,519	D
Common Stock	Feb 9, 2017	J	10,145	$9.32	A	627,664	D
Common Stock	Feb 9, 2017	S	10,145	$10.00	D	617,519	D
Common Stock	Feb 10, 2017	J	17,298	$9.32	A	634,817	D
Common Stock	Feb 10, 2017	S	17,298	$10.00	D	617,519	D
Common Stock	holding	—	—		—	10,201	I	By Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options-Right to Buy^F3	$9.32	Feb 8, 2017	J	2,251	D	Feb 28, 2016	Feb 28, 2017	Common Stock	2,251	49,943	D
Employee Stock Options-Right to Buy	$9.32	Feb 9, 2017	J	10,145	D	Feb 28, 2016	Feb 28, 2017	Common Stock	10,145	39,798	D
Employee Stock Options-Right to Buy	$9.32	Feb 10, 2017	J	17,298	D	Feb 28, 2016	Feb 28, 2017	Common Stock	17,298	22,500	D
Employee Stock Options-Right to Buy^F4,F5	—	holding	—	—	—	—	—	Common Stock	—	1,232	I

F1Shares acquired via the exercise of stock options issued pursuant to the terms and conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
F2Exercise of expiring stock options issued pursuant to the terms and conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
F3Represents total vested/unexercised options "beneficially owned".
F4Represents total vested/unexercised options "beneficially owned" by spouse.
F5Not applicable