SEC Form 4 · accession 0001184875-17-000002
KVH INDUSTRIES INC \DE\ · KVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Van Heyningen Robert Wb Kits
Officer — Vice President, R&D · Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2017 | J | 16,344 | $9.32 | A | 226,340 | D | |
| Common Stock | Jan 31, 2017 | S | 3,200 | $10.40 | D | 223,140 | D | |
| Common Stock | Jan 31, 2017 | S | 100 | $10.425 | D | 223,040 | D | |
| Common Stock | Jan 31, 2017 | S | 10,054 | $10.45 | D | 212,986 | D | |
| Common Stock | Jan 31, 2017 | S | 100 | $10.4625 | D | 212,886 | D | |
| Common Stock | Jan 31, 2017 | S | 400 | $10.475 | D | 212,486 | D | |
| Common Stock | Jan 31, 2017 | S | 2,490 | $10.50 | D | 209,996 | D | |
| Common Stock | Feb 1, 2017 | J | 3,198 | $9.32 | A | 213,194 | D | |
| Common Stock | Feb 1, 2017 | S | 98 | $10.30 | D | 213,096 | D | |
| Common Stock | Feb 1, 2017 | S | 900 | $10.35 | D | 212,196 | D | |
| Common Stock | Feb 1, 2017 | S | 1,798 | $10.40 | D | 210,398 | D | |
| Common Stock | Feb 1, 2017 | S | 2 | $10.45 | D | 210,396 | D | |
| Common Stock | Feb 1, 2017 | S | 400 | $10.50 | D | 209,996 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options-Right to Buy | $9.32 | Jan 31, 2017 | J | 16,344 | D | Feb 28, 2016 | Feb 28, 2017 | Common Stock | 16,344 | 3,198 | D |
| Employee Stock Options-Right to BuyF3 | $9.32 | Feb 1, 2017 | J | 3,198 | D | Feb 28, 2016 | Feb 28, 2017 | Common Stock | 3,198 | 0 | D |
Explanation of responses
- F1Shares acquired via the exercise of stock options issued pursuant to the terms and conditions of the company's 2006 Stock Incentive Plan.
- F2Exercise of expiring stock options issued pursuant to the terms and conditions of the company's 2006 Stock Incentive Plan.
- F3Represents total vested/unexercised options "beneficially owned".