SEC Form 4 · accession 0001184875-17-000001
KVH INDUSTRIES INC \DE\ · KVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Van Heyningen Robert Wb Kits
Officer — Vice President, R&D · Director
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 17, 2017 | J | 489 | $9.32 | A | 210,485 | D | |
| Common Stock | Jan 17, 2017 | S | 489 | $11.10 | D | 209,996 | D | |
| Common Stock | Jan 18, 2017 | J | 6,219 | $9.32 | A | 216,215 | D | |
| Common Stock | Jan 18, 2017 | S | 6,219 | $11.00 | D | 209,996 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options-Right to Buy | $9.32 | Jan 17, 2017 | J | 489 | D | Feb 28, 2016 | Feb 28, 2017 | Common Stock | 489 | 25,761 | D |
| Employee Stock Options-Right to BuyF3 | $9.32 | Jan 18, 2017 | J | 6,219 | D | Feb 28, 2016 | Feb 28, 2017 | Common Stock | 6,219 | 19,542 | D |
Explanation of responses
- F1Shares acquired via the exercise of stock options issued pursuant to the terms and conditions of the company's 2006 Stock Incentive Plan.
- F2Exercise of expiring stock options issued pursuant to the terms and conditions of the company's 2006 Stock Incentive Plan.
- F3Represents total vested/unexercised options "beneficially owned".