SEC Form 4 · accession 0001184870-15-000001
KVH INDUSTRIES INC \DE\ · KVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Dodez
Officer — SVP Mktg & Strategic Planning
Period of report
Jan 9, 2015
Accepted (ET)
Jan 13, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2015 | J | 747 | $10.14 | A | 79,002 | D | |
| Common Stock | holding | — | — | — | 2,529 | I | By Spouse/Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Purchase Plan OptionF3 | $10.14 | Jan 9, 2015 | J | 747 | D | Jan 9, 2015 | Jan 9, 2015 | Common Stock | 747 | 24,374 | D |
Explanation of responses
- F1Shares acquired via the exercise of an option pursuant to the terms & conditions of the company's 1996 Employee Stock Purchase Plan.
- F2Exercise of an option pursuant to the terms & conditions of the company's 1996 Employee Stock Purchase Plan.
- F3Represents total vested/unexercised options "beneficially owned".