SEC Form 4 · accession 0001209191-17-020165
PRGX GLOBAL, INC. · PRGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Cole
Director
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007330
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2017 | M | 8,546 | $3.96 | A | 85,986 | D | |
| Common StockF1 | Mar 9, 2017 | S | 8,546 | $6.3082 | D | 77,440 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $3.96 | Mar 9, 2017 | M | 8,546 | D | — | Jun 22, 2017 | Common Stock | 8,546 | 0 | D |
Explanation of responses
- F1The sale price indicated is a weighted average selling price. The corresponding shares were sold in multiple transactions at prices ranging from $6.25 to $6.35, inclusive. The reporting person undertakes to provide to PRGX Global, Inc., any security holder of PRGX Global, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth herein.
- F2The option exercise reported on this Form 4 represents an exercise of the option grant made on June 23, 2010, which vested on May 24, 2011.