SEC Form 4 · accession 0001209191-16-108210
PRGX GLOBAL, INC. · PRGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Cole
Director
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007330
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2016 | M | 8,546 | $2.82 | A | 85,986 | D | |
| Common StockF1 | Mar 10, 2016 | S | 8,546 | $4.5009 | D | 77,440 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $2.82 | Mar 10, 2016 | M | 8,546 | D | — | May 25, 2016 | Common Stock | 8,546 | 0 | D |
Explanation of responses
- F1The sale price indicated is a weighted average selling price. The corresponding shares were sold in multiple transactions at prices ranging from $4.44 to $4.60, inclusive. The reporting person undertakes to provide to PRGX Global, Inc., any security holder of PRGX Global, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth herein.
- F2The option exercise reported on this Form 4 represents an exercise of the option grant made on May 26, 2009, which vested on May 26, 2010.